Compliance Assistant: Key Skills, Qualifications and Career Path
Learn about the key skills, qualifications, and career path for a Compliance Assistant
Practice Interviews Online - Identify your strengths and weakness in a realistic Compliance Assistant mock interview, under 10 minutes
Practice Now »What is a Compliance Assistant?
As a Compliance Assistant in the UK, you would be responsible for helping lawyers and legal teams adhere to laws, regulations, and ethical standards within their practice. This role involves tasks such as reviewing documents, ensuring data accuracy, and providing support for overall legal compliance in a wide range of professional settings.
Skills
- Knowledge of legal regulations and compliance requirements
- Attention to detail and accuracy in record-keeping
- Strong communication and interpersonal skills
- Ability to work independently and as part of a team
- Analytical and problem-solving skills
- Proficiency in Microsoft Office and other relevant software
- Time management and organizational skills
- Ability to prioritize tasks and meet deadlines
- Flexibility and adaptability to changing priorities and tasks
- Understanding of confidentiality and data protection laws
Qualifications & Education
- Qualifying law degree or postgraduate diploma
- Further year of academic training
- Up to four years of assessed supervised experience in legal practice
- Up to five years post qualifying experience in legal practice
Career Path
Frequently Asked Questions
Yes, compliance can be a good job with many opportunities for a long and stimulating career. It may involve administrative tasks such as reviewing customer files for KYC purposes, but it is important to think and act for the long-term.
The duties of an assistant compliance manager include developing and maintaining policies, programs, systems, procedures, and registrations to meet company and regulatory health, safety, environmental, and quality assurance requirements. They may also be responsible for completing any other reasonable tasks requested by directors and managers.
A compliance assistant in the UK assists in writing policies and procedures, disseminates information to management and employees, completes special projects assigned by the Compliance Officer, gathers data and compiles various reports for management and the compliance department, and performs other duties as assigned.
Identify your strengths and weakness in a realistic Compliance Assistant mock interview, under 10 minutes
Practice Now